|Personal Biography:||Compliance Officer Securities Trader Management Business Owner|
|Experience:||Series 3 Commodities License|
Series 7 Securities License
Series 8 Compliance license
AP Style Writing
|Project Preferences:||Open to all offers|
|Language 1 Skill:||Native Speaker|
|Firm Name:||Finance and Legal Professional|
|Business Description:||I am a semi retired professional with over 25 years experience working on Wall St. in New York City. I was employed at several firms in variety of positions, including Compliance Officer, Trader, Management at various levels. I also had a successful consulting business working on project work at various financial institutions and also a trading business, that is still active.|
I relocated back to my home state of Maine to care for my terminally ill Father; I have stayed in Maine helping my Mother with my Parents various business interests.
While living in NYC was involved in the daily procedures of running a brokerage firm and worked with the various regulatory exchanges monitoring both firm and client accounts for the proper trading procedures.
I was involved with AML/KYC from it`s inception, which greatly reduced world wide money laundering. I also worked with FINCEN as well to help maintain orderly markets.
I also taught many financial as well as securities law classes and also gave lectures on a variety of business, financial, and legal issues.
My systems background is extensive and I also have programming experience writing various trading scenarios while doing risk management. I am EDGAR proficient.
I have also utilized my legal background doing research for "start up" businesses and am available to research and advise potential Entrepeneaurs.
I am new to Freelancelaw and seek legal, as well as financial proofreading and editing. I did much of this in my consulting business and thoroughly enjoyed the experience!!
|Location of Work:||Freelancer Office Only|
Fees and Contact Information
Flat Fees Available